RFP for Contract Auditors 2018

NPCC is seeking Independent Contract Compliance Auditors who have experience in Operations and Planning, experience in auditing of FERC Order No. 693 reliability standards. Knowledge and expertise in the all FERC approved NERC Reliability Standards is a must. Auditors are also being considered for CIP auditing and Entity Assessment. Particular experience in auditing CIP standards; expertise in CIP version 5 and 6 standards and experience conducting Inherent Risk Assessment and Internal Controls Evaluations is necessary.

A. Retention of Independent Contract Compliance Auditors- Scope of Services

The Scope of Services for Contract Auditors includes:

1. Participate in on-site compliance audits, including ensuring all aspects of the on-site audit have been conducted consistent with NPCC procedures and policies;

2. Participate in off-site audits including review of submitted material and ensuring that all

aspects of the off-site audit have been conducted consistent with NPCC procedures and policies;

3. As appropriate and as assigned, participate in the NPCC Compliance Audit Team for either the on-site audit or off-site audit;

4. As appropriate and as assigned, participate in the NPCC Entity Assessment process;

5. As appropriate and as assigned, participate in NERC and NPCC process informational sessions;

6. Technical review of submitted materials from registered entities;

7. Draft the audit report, consistent with the NERC Audit Report Template, which shall include observations and findings, identification of specific potential violations and severity levels of non-compliance.

8. Provide necessary input and support for any discussions regarding settlement or hearings issues related to any audit findings.

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See attachment for more details.

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